Today I will talk about some proverbs which are found in Morkinskinna,
a text, and physically a manuscript, containing sagas of the Norwegian kings.
In studies of the kings’ sagas it is necessary to take into account the
complexity of relationships between pertinent manuscripts and those texts to
which they bear witness. Thus, the text of Morkinskinna (or “rotten parchment”)
derives its name from the later 13th century manuscript, Gamle kongelige samling
1009 fol. Þormóður Torfason called the manuscript thus in using
it for his Historia Rerum Norvegicarum which he published in 1711, covering
Norwegian royal history to 1387. The manuscript contains orthographical archaisms
of even distribution throughout its 37 extant leaves, and there is consensus
that it is descended from an earlier version of the text, produced before or
around 1220, which was perhaps descended from an even earlier form of the narrative.
The earlier text itself is thought to have been partially indebted in turn to
a couple of known literary sources, the Ancient History of the Norwegian Kings,
written by Theodoricus the monk in 1177-88 and the Ágrip af Nóregs
konunga sögum, from around 1190. After the completion of this earlier manuscript,
but before the extant copy was made, the text of Morkinskinna was used in the
compilation of Fagrskinna and of Heimskringla, and the Rotten Parchment is clearly
indebted at some points to those texts as well. While we need not be troubled
by these details of transmission in the paper I am reading today, it can be
useful to keep in mind the existence of Morkinskinna as the result in
one manuscript of a very complex process about which there are still
many unanswered questions. [SEE
HANDOUT]
Thus, if we consider Theodoricus as one of the sources of material
in Morkinskinna, we could be struck by the fact that his paroemial materials,
which are sparse, are of learned rather than traditional origin.
While Archer Taylor in 1930 remarked “the distinction [in proverbs] between
“learned” and “popular” is meaningless and is concerned
merely with the accidents of history” (5), he was writing in the structuralist
terms of his time. Thorir the monk cites his sources, sometimes inaccurately,
and they clearly have no immediate connections with oral traditions of the stories
in which they are placed.
1. The notable exception to this general observation is found in the reported
comment of Haraldr Sigurðarson before the Battle of Stamford
Bridge, when his horse stumbles and he is thrown from it. “Seldom
is a sign of this sort an omen of victory,” he observes, and the Ágrip
(1190) follows in Old Norse, “Sjaldan fór svá, þá
er vel vildi.”(‘Seldom did it go thus when luck wished well.’)
(ÍF 39) In Morkinskinna, however, Harald’s reaction takes on a
more positive tone: “Fall er farar heill.” (FJ, M, 274) he proclaims.
His opponent, Harold Godwinsson, expresses a different view of the event: “Mikill
maþr oc ítarliga. Oc er veNa at nv se farin at hamingio.”
(274) which lends dramatic irony to the Norse invader’s optimism in the
Morkinskinna and later versions of the story.
Both proverbial reactions as expressed by Haraldr to his fall, in the former
and latter narratives, are found within a page of each other in Abbot Karl Jónsson’s
Sverris saga, in a part likely composed at the court of King Sverrir himself
in the 1180s. Here a figure different altogether from Haraldr, Erlingr jarl,
who with his son King Magnús faces imminent attack by Sverrir and the
Birkibeinir, anticipates trouble when a miraculous mist, sent we are told by
St Olaf at the prayer of Sverrir, hides the invading forces. “Eigi fór
þá svâ er vel vildi.”(FMS 8, 83-4.) “Luck fared
not thus when it wished us well.”(Sephton 41) he complains. And yet later,
going ashore to fight, he stumbles leaping from the ship, “ok steypdist
fram á knèin, enn stakk niðr höndunum, ok mælti:
fall er farar heill.”(FMS 8. 85) “and fell forward on his knees.
Thrusting both hands into the ground, he said, ‘Fall portends fortunate
journey.’”(Sephton 42)
This latterly expressed view, that a fall brings or is a sign of luck,
seems current, at least, in the medieval North, where Saxo’s Erik the
Eloquent, in Book 5, first going to meet Froði III, and stepping from his
boat, “inadvertently tripped and fell to the earth. He interpreted the
stumble as boding well and predicted that after this weak start more propitious
events would ensure.” (Saxo, Fisher tr., Davidson notes. 126) Davidson
recalls the tradition of William the Conqueror’s similar interpretation
of his fall when he landed in England and whimsically ponders a relationship
of such episodes to Livy’s story of the first Brutus’ deliberate
fall to kiss the earth as secret fulfillment of the Delphic oracle’s prophecy.
(Saxo, Notes, pgs 70 & 75) The fact that Harald’s more optimistic
interpretation of his fall occurs first, in extant texts, in Morkinskinna leads
one to consider whether its application thus was taken by the text’s composer
from an unknown source about Haraldr, or whether it originated with him in this
context based on more general northerly views of a fall as a good omen. In any
case, it is especially interesting that Sverris saga places both proverbs in
the mouth of one character within a few lines of each other shortly before he
is killed.
2. For today’s presentation I have abbreviated and categorized citations
of paroemial material from my on-line Concordance to the Proverbs in the Icelandic
Sagas, the Morkinskinna file of which is not yet open to the public. In the
first category of your handout are texts which have a Germanic currency
or which have more general affinities with Germanic cultural traditions.
Thus, when Ingigerðr, wife of Jaroslav, and daughter of Óláfr
the Swede, to humble her husband forces him to foster King Óláfr
of Norway’s illegitimate son, Magnús, she explains, “it is
confirmed in the case of you two that it is the less distinguished man who fosters
the other´s child.” (A-G 90). Another royal instance of this custom,
again between a foreign and the Norse house, occurs when, in Heimskringla,
Haraldr hárfagri sends his son Hákon to be fostered by the English
King Æðalstan, who had first sent him a sword as a feudal symbolic
means of establishing his own superiority to its receipient. In the Íslendingasögur,
of course, fostering is common--a means of making peace, of binding families,
and in several relevant episodes are references to this accepted inferiority
of the one who fosters.
Some proverbs in this category reach far back into continental Germanic
traditions, echoed in Eddic materials, commented upon by Susan Deskis
in her discussion of paroemia in Beowulf. Such texts are, then, “Everybody’s
got to die sooner or later.” and “Let fortune take its course.”
“The cautious man’s business waits till evening.” and “It
takes time to test a man/friend.” bespeak the suspicion and slowness to
trust of medieval Iceland’s competitive society, and the latter is found,
for instance, also in Grettis saga, Friðþjófs
saga frœkna and Ljósvetninga saga. Yet it is also
found in Medieval Latin and Spanish works and is probably in any case good advice
anywhere. So the true test of the ethnic nature of a proverb lies not in its
sentiments but rather in the data of its occurrence–and the general wisdom
which proverbs tend to embody is not necessarily culturally specific in itself.
Nevertheless, categorization of paroemial material found common to the corpus,
say, of the Íslendingasögur, can be useful in various ways to our
understanding of them and the purposes with which their composers undertook
their composition.
Thus, when Steigar-Þórir Þorðarson is led to the gallows
that will decapitate him, his imputed last words, “Ill counsels, ill outcomes,”
(A-G 290) will remind readers of Njála where the proverb is
twice used of the machinations of Hallgerðr, which will lead eventually
to Gunnar’s death, and they may also think of the related proverb, “Evil
from evil seed/roots” as it is twice applied to the even more deeply destructive
scheming of Mörðr Valgarðsson as having sprung from “evil
seed”in the words of Flosi Þorðarson, or as Njáll himself
puts it, “from evil roots.”
3. Ármann Jakobsson and others have written on how the author of Morkinskinna
is “extemely interested in the ideology of kingship,
and in particular the necessary virtures of kings.” (“Royal Biographies”,
ON-I Lit & Culture, 395). A number of proverbial texts speak of
this concern, for instance, when Hákon Ívarsson attempts to inveigle
Haraldr hárfagri into granting him the jarldom which the king has not
quite promised him, “it is fitting for a king to keep his word,”
he reminds him, not having listened carefully enough to Harald’s typically
deceptive words. And again, Sigvatr Þórðarson tells Magnús
the Good, “it is insolent of a king to harry in his own country”
reminding him he has not kept those promises of good governance which he had
made when he came to rule Norway. And we here today, reaching farther back in
Germanic royal history , might bring to this text the example of the Danish
king Heremod, used twice in Beowulf as a cautionary instance of a monarch who
came to attack his own people.
4. Theodore M. Andersson has remarked on how the composer of Morkinskinna is
concerned with the status of Icelanders in Norway, and we might well consider
how other kinds of foreigners are treated in this text. In Haralds saga harðráða
Georgios Maniakes as leader of the Byzantine troops is a leader notably inferior
to the story’s hero. “Thus it often came about that victories were
won when Harald was in command, whereas Georgios did not succeed.” Georgios
blames this on lack of support from the Varangians, and Haraldr separates from
him taking them and the Normans on further campaigns while the Greek commander
retires to Constantinople. Snorri seems here to simplify a relationship developed
more fully in Morkinskinna where the leaders clash over military techniques
during the campaign they make together in Sicily. In this episode, where Norðbrigt
devises ingenious schemes to overcome well fortified and seemingly impregnable
towns, Gyrgir voices only discouragement, sometimes in rather curious proverbial
terms: “Where the greater remedies don’t work, there’s no
point in trying lesser ones” he says, and again, in a case of frustrating
recalcitrance on the part of a town’s inhabitants, “Let us explore
further and not commit the foolishness of undertaking what we cannot achieve.”
And lastly, in the next sentence, the inexplicable admonition “It is no
good to sit down more often than you get up.” as he urges Norðbrigt
to lift this so far non-productive siege and move to a new area. While the first
example is found in TPMA, which cites analogous texts from Medieval Latin, French
and German, the latter two are not, and of those two the former, against undertaking
what cannot be achieved, goes directly against the principles of North Germanic
heroic behaviour. Consultation with Krumbacher’s Mittelgriechische
Sprichwörter has not been productive, but one can’t help wondering
whether these two paroemia come to the Old Icelandic text from
outside Norse culture itself.
5. I´ve written and spoken elsewhere on how parts of Old Icelandic narratives
are based on and thus informed by allusions to proverbs which
are not given full expression in specific texts. Such proverbial references,
or allusions, are first mentioned by Erasmus, who in the Introduction to his
Adages says “Occasionally [proverbs] are alluded to in one word, as in
Cicero in his Letters to Atticus: ‘Help me, I beg you; “prevention”
you know’ where he refers to the proverb, ‘Prevention is better
than cure.’ (Erasmus 1982 18). In more recent times Neal Norrick, in How
Proverbs Mean, speaking of the didactic quality of proverbs, observed that “mention
of one crucial phrase serves to call forth the entire proverb, the “kernel
of the proverb.” “Proverbs bear much greater social, philosophical
and psychological significance for speakers than do other idiomatic units.”
The semantic density of proverbial material thus impresses such texts on our
consciousness. “Consequently a speaker can call forth a particular proverb
for his hearer with a brief allusion to its kernel.” (Norrick 1985 45)
It is obvious that competence in a culture’s proverbial inventory is requisite
for an awareness, or understanding of such allusions.
Thus, “the hand is soon sorry that it struck” used once in each
of Njála’s three parts, echoes and enhances the moderating advice
of Sigvatr Þórðarson to the not fully matured Magnús
the Good, “the hand must be measured by moderation.” Hreiðarr
the Fool, who ironically shows elsewhere, too, in his þáttur a
sound knowledge of proverbial wisdom, begs King Magnús not to lodge him
outside the court, away from his brother’s protection: “wiser to
be near someone who cares for me like my brother Þórðr,”
he observes, and the audience must recall the proverb found in Grettla and Njála,
“bare is his back who has no brother.” We should remember, too,
that both proverbs referred to here by allusion are found in their full text
in Saxo, who seems to draw upon traditions of which there was strong awareness
among saga composers. Orally based narratives such as the Icelandic sagas thus
use not only proverbs among their building blocks, but also allusions such as
these to proverbs, and where we are aware of them we may find further signals
of the purposes motivating the composers of these stories.
6. Although the term Wellerism, used for a hybrid proverbial
format which creates a humorous or ironic effect, derives from Charles Dickens’
character Sam Weller, of Pickwick Papers (1837), the form itself seems ageless
if not universal, occurring as early as Greek and Roman literature, and yet
quite unevenly distributed in later European cultures. Wolfgang Mieder has defined
their triadic structure consisting of 1. An often proverbial statement, 2. Identification
of speaker (which can be an animal) and 3. A phrase placing the statement in
an unexpected situation. [Ex: “Everyone to his own taste,” said
the farmer when he kissed the sheep.] Archer Taylor noticed that while in his
observation Wellerisms were popular in northern medieval Germany they were much
less so in its southern areas, to judge by extant sources (207-8) And while
the form flourished in continental Scandinavia, its occurrence in Iceland in
such texts as Sverris saga (FMS VIII 402) and in Morkinskinna probably derives
from continental sources–certainly its recorded native presence is sparsely
attested.
Of the four Wellerisms in Morkinskinna, two or three occur within lines of each
other, uttered by Sveinki Steinarsson in heated public debate with King Magnús’
man, Sigurðr ullstrengr, sent to enforce his departure from his ancestral
lands. The clustering of this material, if it is not of purely literary origin,
seems likely the result of an episode having been composed orally and preserved
in tact--the Wellerisms, like other paroemial material, acting in a mnemonic
as well as a dramatic function. Indeed, this passage is also otherwise remarkable
for the rhetoric displayed in Sveinki’s speeches. As he inveighs against
King Magnús’ henchmen, he soars into a series of comparative proverbial
phrases: “How dare you banish us? You weren’t so high and mighty
as long as my foster son King Hákon was alive, since you were as timid
as a mouse in a trap when you crossed his path. You skulked under cover like
a dog on a boat. You were downtrodden like a grain in a sack. You were as nervous
as a gelded plow ox in the mating pen. You had as much breathing space as an
otter in a weir. Look here, you can thank your lucky stars if you escape with
your life. Up, men, and let’s have at them!” (294) The rhetoric
of Sveinki gains momentum and power to this point, the Wellerisms part of the
gradual escalation to this urgent passage. While we cannot be sure of their
origin, nor find them elsewhere in Norse literature, if they do not come from
an unusually sophisticated orally transmitted episode about Sveinki’s
defiance of Magnús and his campaign against the men of Elfr, then they
are certainly a tribute to the eloquence of the composer to whom we owe them
and the story in which the are embedded.
From this brief survey of the proverbs of Morkinskinna it is clear that much
could be done in the way of paroemiological studies of this, as of other texts
of the kings’ sagas. Some of the data we have seen represents the oldest
ideas of pre-Christian Germanic heroic culture. Some is likely not of Icelandic
origin, and could come from far abroad indeed. Some of it may be useful in the
discussion of relationships between manuscripts. Most importantly from my point
of view, some of it is helpful to our understanding of the points composers
were trying to make about kings and their subjects, or about national identities,
or about social differentiation–in other words, about that particular
vision of history itself which they wished to convey to their audience. The
continued pursuit of the objectives of my Concordance will, I hope, enhance
our comprehension of what they wrote.
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