Christopher Garbowski
Maria Curie-Sklodowska University, Lublin, Poland
Abstract
The article explores the problem of film's
adaptation of a literary work's religious sensibility. Although
some of the Christian elements of Tolkien's The Lord of
the Rings remain and others have gained a different emphasis,
the author maintains that the spiritual dimension of Jackson's
adaptation is a more promising field for comparison. One of
the major narrative metaphors in the literary and film trilogy
is life as a journey; consequently, the problem of choice
highlights the essential role of the conscience for human
spiritual development. The journey's terminal point, death,
likewise becomes a major concern, and a key to understanding
the spiritual dimension of Jackson's work.
Introduction
[1] Much has been written on the religious
themes in Tolkien's work.[1] This is hardly surprising. The
author was an Inkling, one of the Oxford Christians, as the
group has been dubbed. Moreover, in a letter to his close
friend Reverend Robert Murray, Tolkien himself claimed that
his novel was ultimately "Catholic." [2] When examining Peter Jackson's film in relation
to the literary Lord of the Rings, the question naturally
arises as to how much of this sensibility informs the cinematic
adaptation of the novel? [3]
[2] Jackson himself admits an awareness
of the book's religious themes, but claims he felt no obligation
to deal directly with them. Frances Walsh, one of the
project's three screenwriters, likewise recognizes the faith
that informs the novel: "The values in them, they give
you a sense of hope: that it isn't chaos, that it isn't arbitrary,
that it isn't without a point." [4] Despite his disclaimer, a closer analysis
of Jackson's film trilogy
[5] would no doubt reveal overtly religious themes in
his version. Some of them are even recognizably Catholic,
such as the moment of grace in the form of a vision of Galadriel
that visits Frodo in Shelob's lair while he seems to succumb
to exhaustion and despair. However, on the whole a more fruitful
line of analysis is to look at the spiritual dimension that
permeates the cinematic Middle-earth narrative, since that
is where the filmmaker engages in a creative dialogue with
the literary original.
Self-Transcendence and the Spiritual Dimension in Fantasy
[3] Among the most sustained and complex
metaphors in The Lord of the Rings is that of life as a journey.
[6] If we treat the Tolkien's Silmarillion
mythology as a guide, then the nature of this journey becomes
fairly clear. Iluvatar, the godhead of that mythology, imparts
a "strange gift" upon his human subjects in "that
the hearts of Men should seek beyond this world and should
find no rest therein; but they should have a virtue to shape
their life, amid the powers of the world, beyond the Music
of the Ainur, which is as fate to all things else."
[7] If we ignore the "Music of the Ainur" for
the time being, then a key factor governing the characters
of the mythology expressed in the passage is a hunger for
the transcendent very much akin to and likely inspired by
the Augustinian sense that life on earth is a pilgrimage.
[4] To examine the spiritual dimension of
Jackson's version of Tolkien's novel, this paper will use
the religious humanistic psychology of Viktor E. Frankl and
his concept of self-transcendence. Frankl, similarly to Tolkien,
believes that "[a]t the base of our existence lies such
an insatiable yearning, that its object can be none other
than God." [8] Much as in Tolkien's Augustinian-inspired mythology, this yearning
endows individuals with a "virtue to shape their lives."
This is the gist of Frankl's concept of the individual's capability
for self-transcendence. [9]
[5] More practically, this yearning is evidenced
in our will to meaning, the major motivating force for human
actions, which Frankl believes to be evidence of our spiritual
nature. This is not an instinct and is governed by choice
on the part of the agent. However, it does not discount instincts:
for instance, Freud's pleasure principle is not rejected as
such. Likewise Alfred Adler's will to power is considered
an explanation for a major sphere of human motivation. But
each of the above has its place. When people fail at discovering
meaning in their lives they may rely too heavily on their
instincts or power on account of an existential vacuum that
ensues. Through values we find meaning in our lives, giving
us the strength to fulfil our human potential.
[6] The interaction of these various motivating
forces is quite complex in human actions. Narrative art requires
a narrower focus in order to be effective. In his essay on
the Anglo-Saxon epic Beowulf, Tolkien notes the paring down
of the hero by the author: "Beowulf is not, then, the
hero of an heroic lay, precisely. He has no enmeshed loyalties,
nor hapless love. He is a man, and that for him and many is
sufficient tragedy." [10] Tolkien uses the fantasy genre to convey
his own epic story; it is evident that a similar process of
conscious simplification and selection takes place in his
narrative.
[7] Of the three major motivating forces
for human actions, primarily the will to meaning and power
have significance in Tolkien's novels. Total submission to
power is also seen in terms that approximate Frankl's existential
vacuum. When Gandalf faces the Witch King at the broken gate
of Minas Tirith, he calls out: "Go back to the abyss
prepared for you! Go back! Fall into the nothingness that
awaits you and your master!" [11] The Witch King symbolises a being that has lost meaning in
a literally absolute manner.
[8] The above are prerequisites for understanding
the spiritual dimension of life as a journey in the narratives
of both Tolkien and Jackson. By traversing many types of terrain
and homelands, the journey forces upon the protagonists the
issue of choice. Hardly surprising, then, is the importance
of the conscience in the literary and film epics. Frankl largely
agrees with religious tradition that the conscience is grounded
in the transcendent, ultimately safeguarding the individual
from conformity. [12] The conscience is the bedrock of human
spiritual nature.
[9] Crucial for such an understanding is
that the journey in The Lord of the Rings has a major
existential significance. Tolkien stresses that point within
a response to a criticism of his work by W.H. Auden, who observed
that most people seem to lead static, predictable lives. "That
is another good reason for sending 'hobbits' - a vision of
a calculable people in long-settled circumstances - on a journey
far from settled home into strange lands and dangers,"
argued Tolkien, "especially if they are provided with
some strong motive for endurance and adaptation. Though without
any high motive people do change (or rather reveal the latent)
on journeys: that is a fact of ordinary observation without
any need of symbolic explanation." [13] The above is also why Frankl's pragmatic perception
of the spiritual dimension best elucidates the artistic presentation
of life as a journey.
The Journey from Fiction into Film
[10] Tolkien and Jackson are dedicated
in their own mediums to what might be called a realistic fantasy.
The narrator of the novel refers to the "history"
he has to communicate, while the filmmaker has gone on record
claiming he intended to film The Lord of the Rings as
if it were history, i.e., as if the fantastic events really
took place. Tolkien, among other things, creates an alternative
world utilising a prose style that "might actually be
called unusually mimetic." [14] Jackson makes use of traditional filmmaking
techniques in conjunction with modern ones, building real
sets where possible, thus actors spent a minimal time before
blue screens, while conventionally crafted miniatures complement
computer graphic images, etc.
[11] Simulating lived history, Tolkien employs
a rambling episodic prose in which he nevertheless manages
to maintain and even build on the level of suspense. At times
adding little to the plot of the former, the various havens
and painstaking descriptions of Middle-earth nonetheless play
an important function. Among others, they elevate the adventure
and struggle against evil above a simplistic dualism. The
involved reader comes to care for the alternative world itself,
thus the struggle matters. As Brian Rosebury notes, Jackson
has likewise surprisingly managed "the realisation of
Middle-earth as a diverse and expansive world of lands and
cultures under threat, a world we need to fall in love with
in order to care sufficiently about the outcome of the plot." [15]
[12] Major filmmaker John Ford claimed that
if he could be called an artist, his art was rather that of
an architect than an author, balancing various creative vectors.
Peter Jackson certainly is the master architect of the cinematic
Middle-earth. Despite appearances to the contrary, his is
hardly a Hollywood film: it is a New Zealander's film project
and the spirit of place leaves its stamp in more than just
the scenery. A sense of place must of necessity be personal,
but for the both author and filmmaker it seems crucial to
impart this in their respective Middle-earths. For any journey
to be convincing, it must have a tangible point of departure.
[13] Like Tolkien, Jackson concentrates
much of his efforts in the evocation of the Shire, the enchanting
home of the hobbits. Yet this decision has its consequences.
Jackson rightly surmises that the Shire emanates an innocence
that sets the tone for the kind of hero who can be accepted
by a viewer, as opposed to the reader. In prose, Tolkien can
somewhat vary the denizens of the Shire and present a mature
hobbit - Frodo is in his fifties - developing his character
so that the resonance between the character and the communal
environment can be explicated. Jackson's Frodo is virtually
an embodiment of the Shire. The very first shot of the hero
sitting with his back against a tree while reading a book
connects him organically with his environment, and throughout
the first film he seems to represent the quintessence of his
homeland: the power of innocence, without the often attendant
silliness.
[14] As an "embodiment," formative
moments have less meaning for the protagonist, and some key
literary ones are removed. At the cinematic level, Elijah
Wood has carried out the exceedingly difficult task of creating
"a good character without becoming sappy or dear." [16] This innocence does not develop, but is rather corroded by
the Ring. In some ways, once he consciously crosses the Rubicon
at Elrond's council, Frodo devolves rather than evolves. This
devolution gains value through its connection to sacrifice.
Frankl's existential analysis accepts this as an element of
self-transcendence, thus reiterating in non-denominational
terms the truth common to a number of traditional religions
that in losing the self we regain it. This is symbolised in
the film through Frodo's voiceover at the end of the trilogy
connecting him to the community in which he is no longer physically
present.
[15] Tolkien reminds us in his essay "On
Fairy Stories" that children are meant to grow up. Similarly,
if the filmic Shire represents the reassuring aspects of the
literary Lord of the Rings with its strengths and weaknesses,
darkness dominates outside its bounds. In the scene where
Frodo and Sam cross the farthest point the latter has ever
explored, a conspicuous scarecrow bears witness in the background.
Like Strawman in The Wizard of Oz (1939), it has no power
to frighten crows - three of them are perched on its shoulders
and head - and the viewers are subtly informed that they are
no longer in the children's story the Shire sequences resemble.
[16] It is worth remembering The Lord of the Rings itself developed from a book for children. Originally
it was intended to be a continuation of The Hobbit, and in
some aspects its genesis remains evident in the text. Jackson
portrays this in the delightful scene with the small hobbits
seated by the fire and listening in wide-eyed wonder as Bilbo
relates the tale of his adventures. The viewer is reminded
of the expectations children's stories raise and inevitably
disappoint when Frodo encounters Bilbo in Rivendell and tells
him that his own adventures were unlike the ones he had heard
of from his mentor. Children's stories, however, remain an
important stage in preparing us to move on in life's journey.
[17] If life is a journey, implicit in the
Shire chapters and sequences is the insistence of both Tolkien
and Jackson that a sense of wonder is vital at its outset
for proper growth. A provocative theme in this regard, at
least in our times, is that the departure from childlike innocence
- though it may result in severe trial - does not necessarily
entail an arrival at cynicism. If that were the case, then
however painful the process, the sooner the child loses his
or her innocence the better. Rather, the significance of the
idyllic early portion of The Lord of the Rings in fiction
and film suggests the need for adults to retain at least a
portion of their innocence.
Life as a Journey
[18] Frodo's journey, and those of the other
hobbits, continue outside the Shire where they will make the
mature choices that lead to their personal and spiritual growth.
The character who sends them on their way and helps them at
different junctures is Gandalf. The benevolent wizard
is obviously a mentor, both spiritual and earthly. For a Catholic
sensibility like Tolkien's, although its inherent dangers
are recognised, authority is understood to be a necessary
element for community cohesion and the full development of
its members; the prominence of Gandalf is a recognition of
this. [17]
[19] The not unrelated theme of the dangers
of mixing religion and power is alluded to in the narration
of The Silmarillion: "[I]f ever in their dealings with
Elves and Men the Ainur have endeavoured to force them when
they would not be guided, seldom has this turned to good,
howsoever good the intent."
[18] Unlike the angelic Ainur mentioned in that
passage, Gandalf represents a spiritual authority relatively
bereft of power, at least for coercion; consultation and persuasion
are his strengths. Even when consultation leads him into dire
straits, such as when he seeks guidance from Saruman, he does
not abandon the basic line of his strategy of reasonable openness.
[20] Spiritual growth is directed toward
attaining the responsible freedom of the individual. The above
is graphically illustrated in the culminating moment of Tolkien's
The Fellowship of the Ring, where Frodo has donned
the Ring in order to escape Boromir and is subsequently almost
discovered and cowed by the Satanic Sauron, when he hears
a familiar voice:
For a moment, perfectly balanced
between their piercing points, he writhed, tormented. Suddenly
he was aware of himself again. Frodo, neither the Voice
nor the Eye: free to choose, and with one remaining instant
in which to do so.
[19]
[21] Gandalf's interference (it was his
"Voice") can be likened to the transcendent element
in Frodo's conscience, i.e., the element that is external,
but which ultimately has a liberating effect on him. This
is entirely proper in religious humanism, which in Christian
tradition is succinctly encapsulated in Irenaeus' declaration:
"The glory of God is humanity fully alive." Such
a sentiment corresponds with the non-denominational claim
of Frankl that we fulfil our human potential most by imitating
God, meaning, among others, the higher we set our sights in
life the more we expand our potential for growth. [20]
[22] Although the moments of choice and
conscience differ in the film - for instance the above scene
has a different tone than in the book - most retain their
sense of heightened urgency. The most obvious ones will be
examined here. The importance of Frodo's accepting the task
of Ring-bearer at Elrond's Council has already been mentioned.
The key question here is to what degree he took on the task
with full consciousness of what it might entail for him. The
wound received at Weathertop plays much the same role in both
book and film: to teach Frodo the consequences of bearing
the Ring of Power. Thus when he accepts his task at the Council,
he is fully conscious of the price he may be asked to pay
for his decision and the sacrifice it may entail. It is symbolic
that the scar Frodo bears from the event is visualised in
the film when he is lying naked in the tower at Cirith Ungol
after he has suffered a brush with death similar to the Weathertop
incident.
[23] On their journey the members of the
Fellowship come across various havens, which are necessary
for recuperation and a chance of reflection in order to get
one's bearings. One of the more striking havens on page and
screen is Lothlorien. The queen of the realm, Lady Galadriel,
is generally more threatening in the film.
[21] Despite her talk of the healing qualities
of Lothlorien she brings to the Fellowship the spiritual sword.
Nonetheless, this is basically an extension of certain Tolkienian
possibilities. Galadriel's shove propels awareness of vocation.
Fellowship means something beyond mere handholding unity:
each member must find his true vocation. Although diverse
routes are eventually taken, a deeper level of unity is actually
achieved by them through the complementarity of tasks.
[24] Among the most important words concerning
vocation by any of the characters are those of Faramir when
he praises the Shire for the honour it bestows upon gardeners;
fortunately the words are retained in the extended version
of The Two Towers. The words refer to Sam and his vocation
as a servant. Few of us are called on to be leaders, nor are
many called on to make heroic sacrifices, but most of our
callings entail lesser or greater degrees of service. Frankl's
existential analysis would see this as a valid way to find
meaning and achieve self-transcendence. However, in an individualistic
society such as ours, "gardeners" are rarely held
in great esteem. In popular culture, it seems the crucial
role of service has either been gendered female or avoided
altogether now that the latter is considered politically incorrect.
Yet part of Tolkien's accomplishment is in portraying the
heroism of service.
[25] Jackson visualises the inter-relatedness
of master and servant through the metaphor of hands that reach
for each other. At the conclusion of The Fellowship of the Ring, the hand of the master reaches into the depths of the
water to pull out his devoted servant. Conversely, at the
climax of The Return of the King the hand of the servant reaches
into the abyss to save his fallen master. Moreover, one of
the most moving scenes in the entire film trilogy is when
Sam lifts Frodo on Mount Doom when his master's strength fails.
It is hardly surprising that for some Sam is the true hero
of the film.
[26] Before he takes the Ring across the
Anduin River, the filmic Frodo offers it to his "superiors"
a symbolic three times. Temptation is a traditional religious
theme; what gives it a modern edge in Tolkien's work is connecting
it with the problem of the corrosive nature of power. Up until
Lord Acton in the nineteenth century it was generally believed
that although power was obviously dangerous in the wrong hands,
the virtuous individual could wield it. [22]
[27] Although Jackson's version of the temptation
scenes largely follows the literary source, interesting differences
occur. The most apparent one concerns Aragorn, perhaps the
most transformed of the major characters. Not only is his
expanded temptation moved to the end of the first instalment
where it directly contrasts with Boromir's failure, there
is another crucial difference. When he enters the story, Aragorn
is less of a finished character and his vocational doubts
are more obvious. Noting, among others, how disdainfully Elrond
speaks of his potential son-in-law, Greg Wright perceptively
concludes:
[I]n a version of Tolkien's
story where almost every act of faith is replaced by an
act solidly supported by knowledge and fact, Jackson
has elected to remove the certainty of Aragorn's fate
with a Modern's portrayal of self doubt .... For Tolkien,
Aragorn is heroic because he is a Hero. For Jackson, Aragorn
is a hero because he becomes one. [23]
[28] Thus with his proclivity toward doubt
Jackson's Aragorn is potentially a much greater target for
temptation. Needless to say, the Ring would be a temptation
for him for much the same reason as it would be for Boromir:
to save the failing strength of humans. This rejection of
temptation at the crucial juncture of the film in effect strengthens
Jackson's Aragorn, since it allows him to make the conscious
choice of which road to take, and his acceptance of the role
of a leader of men is less circumstantial. Yet allowing Frodo
to take the Ring on his own into Mordor demonstrates Aragorn's
awareness of the limitations of his own role. The potential
monarch's success rests on the success of the ordinary person,
with his own externally active role in the quest essentially
subordinated to the far more spiritual struggle of Frodo.
Although neither character is two-dimensional, generally Frodo
represents the more spiritual dimension and Aragorn the more
active dimension of life's journey, while the narrative demonstrates
how closely the two are interrelated.
The End of the Journey?
[29] Every journey has an ending; the journey
that is life has the most dramatic one for us mortals. One
of the major changes of Jackson's film sheds light on his
interpretation of the theme of death in Tolkien's trilogy.
Much has been made of the enhancement of the elf-maiden Arwen's
role in the film. For instance, her rescuing Frodo from the
Ringwraiths at the Ford of Bruinen sequence has garnered considerable
attention. Jeffrey Mallinson rightly indicates the Marian
touch in Arwen's tears of grace in her effort to save him
at its end. [24]
However, the most important element in the transformation
has been Jackson's forwarding the story of Aragorn and Arwen's
romance and death scene from the novel's fictional appendix
to the body of the main narration in The Two Towers.
[30] To remind readers, Tolkien's conceit
in The Lord of the Rings is that if an elf wishes to wed a
mortal, she must give up her immortality. Nonetheless,
a compensation for doing so exists. Whereas the elf's immortality
is connected with the duration of life on earth, at best a
possible few billion years if we wish to get scientific about
it, becoming "human" involves the same benefits
of humanity's participation in the divine: a chance at entering
eternity through genuine death. To put it another way, Tolkien's
chosen elves participate in a quasi-Pascalian wager.
[31] This does not necessarily make accepting
death any easier when it comes. Despite Aragorn's parting
assertion that "we are not bound for ever to the circles
of the world, and beyond them is more than memory," [25] the literary Arwen experiences
despair upon her husband's demise, as peaceful and benign
as the latter is described. The question arises: what happens
if right from the start there is no promise of eternity in
the bargain? What can Aragorn offer his beloved besides mortal
love?
[32] Consider the scene in the extended
version of The Fellowship of the Ring. Aragorn is singing
the Lay of Beren and Luthein, which deals with the prototypical
case of elf-mortal love. Frodo interrupts, asking: "Where
is she? ... The woman you are singing about." Aragorn
tellingly responds: "She's dead." This rather secular
hero bears the consciousness of not having anything but himself
to offer Arwen, which explains his acceptance in Rivendell
of Elrond's argument against the union. What does Arwen gain
in her choice? Much as in Wenders' Wings of Desire
(1987), where a similar theme is treated, Jackson suggests
the ennui of deathlessness could add an attraction to the
mortal, yet full, life. However, whereas in the work of the
German filmmaker the consequences of the "choice"
are simply understood, in Jackson's film the question of death
is directly confronted.
[33] In the sequence of the film that projects
a vision of Aragorn's death and Arwen's subsequent despair,
there seems to be no room for the Tolkienian words uttered
to his spouse. Death is final. One can counter that an equivalent
of the literary Aragorn's words is substituted in Gandalf's
attempt at solacing Theoden at the site of his son's grave,
with much the same effect - the king remains unconsoled. The
wizard reiterates the theme with a more positive result in
his moving dialogue with Pippin during the siege of Minas
Tirith in The Return of the King. Furthermore, the
significance of these words is strengthened through the agency
of Gandalf's person and his experience, especially his being
"sent" once again after his physical death. Visual
clues associating Gandalf with Christian hope occur often
enough in the film. For instance, during his fall into the
abyss in Fellowship, his arms are outspread in cruciform.
Moreover, during the course of Gandalf's message to Aragorn
in ThØoden's stable in The Two Towers, one of the upper
windows emanating light forms a cathedral-like rosette around
his head. Obviously the light surrounding him during his revelatory-like
"return" bears a rather heavy-handed religious symbolism.
[34] The above might be true, but it seems
in light of the evidence that the same message is deliberately
separated from the Aragorn-Arwen relationship and dramatises
the issue between them. Thus a parallel truth is added to
the overall narrative. Elrond, who evokes the vision of the
death scene for his daughter, makes no mention of anything
resembling Tolkien's idea of death as a "Gift of Iluvatar"
intimated in Aragorn's words cited above. And as we have seen,
if Jackson's Aragorn has such knowledge, he seems not to believe
it. In a sense, Jackson's Middle-earth is more like our own
with a number of truth-claims available, and the central issue
of death becomes more of an open question.
[35] This is not completely out of line
with Tolkien's intent. He once affirmed that the dominant
theme of The Lord of the Rings is a contemplation of death,
further quoting Simone de Beauvoir's words: "All men
must die, but for every man his death is an accident, and
even if he knows and consents to it, an unjustifiable violation."
[26] Theologian Gabriel Moran expresses what might be
called the paradox at the heart of the adaptation: "The
one who loves intensely in this life finds it difficult to
believe that anything survives death. The lover simply finds
it still harder to accept that death is the end of all."
[27] Even
upon seeing Aragorn and Arwen united in The Return of the
King, the earlier death scene haunts us.
The Journey Continues?
[36] Through Gandalf's words of encouragement
to Pippin, borrowed and elaborated from the literary Frodo's
dream at Tom Bombadill's house, the question is raised as
to whether death is indeed the final journey. It is worth
considering Bilbo's birthday party where he "disappears."
Upon doing so, he goes on a journey and is never seen again
by his neighbours: thus he dies to the community. If we recall
that for Catholics, the day of death is considered a day of
birth into a new life - wherever possible the liturgical calendar
of saints' feast days commemorate their day of their death
- the hobbit's party becomes more of a symbolic wake.
[37] Before making the final "journey,"
a Catholic makes an effort to attain a state of grace in which
the cares of this world are left behind. Bilbo attempts to
achieve this by relinquishing the Ring of Power that he treasures,
and that holds him back, to say the least. We learn later
in the story he has not fully accomplished this state of grace,
thus his journey in both fiction and film has a purgatorial
dimension to it. Rivendell is the place where he stays until
he is indeed ready for the "final" journey.
[38] Whatever we make of Bilbo's allegorical
journey, [28]
it is to some extent paralleled by Frodo's life journey.
Like Bilbo he does not want to give up the Ring at the end
of his task. More importantly, Frodo successively gives up
more and more of his self during the course of his mission,
and this process continues during the time of peace for others.
Frankl insists "we must never forget that we may also
find meaning in life when confronted with a hopeless situation
as its helpless victim, when facing a fate that cannot be
changed." [29] Frodo continues his task of Ring-bearer often
without any sense of hope, at least not for himself, and realises
that suffering will likely be his lot even upon the mission's
success.
[39] Part of the meaning he discovers in
the situation after his mission is in art, through the process
of writing. It is the meaning he discovers at different stages
that transforms his experience of suffering into a purgative
one and allows him to attain self-transcendence. Thus in the
film's sequence of Frodo's final departure, we see him united
with Bilbo in the carriage. His smile before embarking on
the ship at the Grey Havens says more about his acceptance
of the final journey, however we interpret it, than his parting
words. The white-out at the end of the scene expresses hope
that is in accordance with the logic of the narrative at that
point.
Conclusion
[40] Tolkien has claimed that The Lord of the Rings is a Catholic novel; Peter Jackson and his team
honour that aspect of the novel, but give it an open-ended
spirituality more closely reflecting the diverse religiosity
of their potential audience. In both cases, conscience and
"choice" are the key. While somewhat unusual for
a pre-Vatican Council Catholic like Tolkien, this stress possibly
derives from the Newmanian influence exerted upon him by his
guardian [30]
and his own personal aversion to coercion; in Jackson
it seems to approximate Frankl's conception of the spiritual,
which is neither secular nor necessarily religious. A
theme of both the fictional and filmic The Lord of the Rings
is the need for isolated parties to find common ground to
face a mutual threat. The conscience is at once highly personal
but likewise a "common ground" for the secular and
religious search for foundational values on the journey of
life.
[41] The autonomous self has rightly been
critiqued by postmodernism. The common ground suggested above
is possible because the conscience has a deeper foundation
than the "self." For the secular individual, Frankl
claims the spiritual dimension is its source, for the religious
person, the conscience is further grounded in the absolute
"Thou." Either way it is crucial in our becoming
"fully alive" on life's journey.
Notes
[1] The bibliography of works and
articles dealing with religious themes in Tolkien's works
is quite rich. I would recommend the collection of essays
in the volume Tolkien: A Celebration, edited by Joseph
Pearce (London: HarperCollins, 1999) as a starting point,
if only for the variety of approaches the authors represent.
[2] J.R.R. Tolkien, The Letters
of JRR Tolkien, Humphrey Carpenter, ed. (London: HarperCollins,
1995), 172.
[3] Jeffrey Mallinson asks the same
question in: "A Potion too Strong? Challenges in Translating
the Religious Significance of The Lord of the Rings
to Film," Journal of Religion and Popular Culture,
Vol. 1 (Spring 2002): http://www.usask.ca/relst/jrpc/article-tolkien.html.
However, he looks at Tolkien's work and Jackson's film from
the perspective of Jungian psychology. The present analysis
is largely inspired by Viktor E. Frankl's psychology. I have
examined the spiritual dimension in Tolkien's work in greater
detail in my book: Recovery and Transcendence for the Contemporary
Mythmaker: The Spiritual Dimension in the Works of J.R.R.
Tolkien (Lublin: Maria Curie-Sklodowska Press, 2000).
[4] See Steven D. Greydanus, "The
Return of the King: Filmmakers contemplate journey, significance
of books and films," Decent Films: http://decentfilms.com/commentary/lotr_junket.html
(04-04-14).
[5] I use the term "trilogy"
for Jackson's project as a useful term to indicate that it
was released in three instalments: The Fellowship of the
Ring (2001); The Two Towers (2002); and The
Return of the King (2003). Each instalment is a part of
the full The Lord of the Rings, which is more properly
one film. In this, Jackson's work resembles Tolkien's "trilogy,"
which also comprises one novel, and whose division was a result
of a marketing strategy at a time of paper shortages in post-war
Britain.
[6] Brian Rosebury, Tolkien: A
Cultural Phenomenon (Hampshire/New York: Palgrave, 2003),
29-31.
[7] Tolkien, The Silmarillion,
Christopher Tolkien, ed. (Boston: Houghton Mifflin, 1977),
41.
[8] Viktor Frankl, Homo Patiens.
Proba wyjaśnienie sensu cierpienia. Roman Czarniecki,
trans. (Warszawa: Instytut Wydawniczy PAX, 1984), 113.
[9] The most succinct version of
Frankl's psychology is presented in his Man's Search for
Meaning: An Introduction to Logotherapy (New York: Pocket
Books, 1973).
[10] Tolkien, The Monsters and
the Critics and Other Essays, Christopher Tolkien, ed.
(London: HarperCollins 1997), 18.
[11] Tolkien, The Return of
the King (New York: Ballantine, 1965), 113.
[12] Frankl, Man's Search for
Ultimate Meaning (New York, London: Plenum Books, 1997),
59-65.
[13] Tolkien, Letters, 240.
[14] Rosebury, 15.
[15] Rosebury, 213.
[16] Charles Taylor, "The
Lord of the Rings: The Two Towers," Salon.com Arts
& Entertainment: http://www.salon.com/ent/movies/review/2002/12/18/two_towers/index.html
(03-02-18).
[17] See Andrew Greeley, The
Catholic Imagination (Berkeley: University of California
Press, 2000), 141-42, passim.
[18] Tolkien, Silmarillion,
41.
[19] Tolkien, The Fellowship
of the Ring (New York: Ballantine Books, 1965), 472
[20] Frankl, Homo Patiens,
104.
[21] This is especially the case
in the theatrical version, but is muted somewhat in the extended
DVD director's cut.
[22] Cf. Tom Shippey, The Road
to Middle Earth (London: Grafton, 1992 [1982]), 124-26.
Acton made the famous observation "Power corrupts, absolute
power corrupts absolutely." which Shippey feels could
effectively serve as a motto for The Lord of the Rings.
[23] Greg Wright, "Elrond
and Peter Jackson's Aragorn," The Lord of the Rings at
Hollywood Jesus: http://www.hollywoodjesus.com/lord_of_the_rings_feature_02.htm
(03-01-06).
[24] See n 3 above.
[25] Tolkien, The Return
of the King, 389.
[26] Quoted from JRRT: A Film
Portrait of JRR Tolkien. Visual Corporation, 1992.
[27] Gabriel Moran, The Present Revelation: In
Quest of Religious Foundations (New York: Herder and Herder,
1972), 293.
[28] Tolkien claimed on occasion
to be averse to using allegory in his art. However, in the
short story "Leaf by Niggle," he certainly uses
allegory, and if my reading of Bilbo's "journey"
is warranted, it also broaches the Catholic theme of purgatory
by means of a journey and an artistic haven.
[29] Frankl, The Unheard Cry
for Meaning: Psychotherapy and Humanism (London: Hodder
and Stoughton, 1979), 39.
[30] Tolkien's guardian after his
mother's death was Father Francis Morgan, a member of the
Birmingham Oratory where John Henry Newman had built an Oratory
House. See Humphrey Carpenter, J.R.R. Tolkien: A Biography
(London: HarperCollins, 1977), 51, passim.